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: Securities Law Prof Blog

SEC Charges Investment Adviser Firms and former Officers with Hedge Fund Fraud

By Securites Lawprof

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The SEC charged two San Francisco-based investment adviser firms along with their former CEO, former general counsel, and former portfolio manager with defrauding investors in a $100 million hedge fund that invested in subprime automobile loans. The SEC found that...

Full post as published by Securities Law Prof Blog on December 21, 2010 (boomark / email).

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