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: Securities Law Prof Blog

SEC Charges Former Wachovia Employees with Defrauding Customers

By Securites Lawprof

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The SEC filed a civil injunctive action in Charlotte, North Carolina on December 15, 2010, alleging that William K. Harrison (?Harrison?) and Eddie W. Sawyers (?Sawyers?), former employees of Wachovia, defrauded at least forty-two Wachovia brokerage customers of at least...

Full post as published by Securities Law Prof Blog on December 16, 2010 (boomark / email).

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