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: Securities Law Prof Blog

SEC Issues Cease and Desist Order Against Former President of NRSRO

By Securites Lawprof

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The SEC issued an administrative Cease-And-Desist Order against Damyon Mouzon, the former President of registered Nationally Recognized Statistical Rating Agency (NRSRO) LACE Financial Corporation (LACE). The Order finds that Mouzon was a cause of LACE's misrepresentations in its application to...

Full post as published by Securities Law Prof Blog on November 09, 2010 (boomark / email).

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