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Corporate & Securities Law

: Jim Hamilton's World of Securities Regulation

Colorado Reduces Licensing Fees for BDs, Sales Reps., IAs and IARs

By Jim Hamilton

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* The licensing fee was reduced to $60, from $69 for FINRA, non-FINRA and mortgage broker-dealers; and for SEC and state investment advisers.

* The licensing fee was reduced to $10, from $14 for FINRA, non-FINRA and mortgage sales representatives; and for SEC and state investment adviser representatives.

See http://www.dora.state.co.us/securities for more information.

Full post as published by Jim Hamilton's World of Securities Regulation on November 04, 2010 (boomark / email).

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