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Indiana Sets Timetable for Mandating New Form ADV Part 2

By Jim Hamilton

* Investment adviser applicants and currently registered investment advisers may use either current ADV Part II or new ADV Part 2 between October 12, 2010 and January 1,2011.

* New investment adviser applicants must file new Form ADV Part 2 through the IARD as part of their application as of January 1, 2011.

* Currently registered investment advisers' Form ADV must incorporate new Form ADV Part 2 as part of any amendment or required annual update as of January 1, 2011.

Please see http://www.in.gov/sos/securities

The SEC's new ADV Part 2 and instructions are at http://www.sec.gov/rules/final/2010/ia-3060.pdf

Full post as published by Jim Hamilton's World of Securities Regulation on October 08, 2010 (boomark / email).