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Corporate & Securities Law

: Jim Hamilton's World of Securities Regulation

By Jim Hamilton

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New Mexico Proposes Late Fees for Rule 506 Issuers
Issuers intending to offer and sell securities under Rule 506 of federal Regulation D that file their notice on Form D within 10 days after the due date must pay a late fee of $700. Issuers filing their notice more than 10 days after the due date must pay a late fee of $1,050.

Written Comments. Interested persons may submit written comments about the proposed rule amendment to Marianne Woodard, Attorney, Securities Division, New Mexico Regulation and Licensing Department, 2550 Cerillos Rd., Toney Anaya Bldg, Third Floor, Santa Fe, New Mexico 87505. Alternatively, comments may be faxed to (505) 984-0617. Comments must be received by the Securities Division by 5 p.m. on June 14, 2010.

Please see http://www.rld.state.nm.us

Full post as published by Jim Hamilton's World of Securities Regulation on May 11, 2010 (boomark / email).