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: Securities Law Prof Blog

SEC Settles Short-Selling Charges Against Individuals with no Securities Industry Background

By Securites Lawprof

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The SEC charged two Boca Raton, Fla., residents for engaging in illegal short selling of securities in advance of participating in numerous secondary offerings to make illicit profits. These mark the first enforcement actions brought by the SEC under Rule...

Full post as published by Securities Law Prof Blog on May 11, 2010 (boomark / email).

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