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: Securities Law Prof Blog

Criminalizing Breaches of Fiduciary Duty?

By Securites Lawprof

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In the aftermath of the SEC's complaint against Goldman Sachs and the recent Congressional hearing, there is talk of imposing a fiduciary standard on broker-dealers, not only in their dealings with retail customers, but in their dealings with institutional investors....

Full post as published by Securities Law Prof Blog on May 05, 2010 (boomark / email).

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