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: Securities Law Prof Blog

FINRA, SEC and State Regulators Charge Morgan Keegan with Misleading Investors about Bond Funds

By Securites Lawprof

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FINRA, SEC and NASAA all announced the initiation of proceedings against Morgan Keegan for misleading investors about bond funds that were heavily invested in subprime mortgages. FINRA filed a complaint against Morgan Keegan & Company, Inc., charging the firm with...

Full post as published by Securities Law Prof Blog on April 08, 2010 (boomark / email).

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