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Corporate & Securities Law

: Business Law Prof Blog

And the first shelved reform is...

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...the harmonization of the standards of care owed customers by, respectively, brokers and investment advisers. For although successive administrations called for the move (and the courts long ago abolished SEC attempts to distinguish the two), lobbyists simply couldn't let the...

Full post as published by Business Law Prof Blog on March 30, 2010 (boomark / email).

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