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: Stark County Law Library Blawg"Securities Docket Radio and the SEC's New Market Abuse Unit"
Podcast description from the site: "This is the debut of Securities Docket Radio on the Legal Talk Network with host Bruce Carton, columnist at Compliance Week. Bruce welcomes Sanjay Wadhwa, Deputy Chief of the new Market Abuse Unit in the Division of Enforcement at the U.S. Securities and Exchange Commission, to discuss the new unit and investigations involving insider trading, specialist misconduct, offering fraud, and improper activities at hedge funds. Bruce and Sanjay also discuss the significant reorganization of the Division of Enforcement, and look inside the recent insider trading action brought against hedge fund giant Galleon, and the successful Reebok insider trading investigation.
Podcast: Play in new window | Download (Duration: 30:19 -- 22.0MB)
Related Podcasts
- June 17, 2009 -- The SEC Tackles Wall Street Meltdown
- September 21, 2006 -- Backdating Stock Options"
Active links and podcast are available at the source site listed below.
Source: Legal Talk Network, 12 March 2010. © 2010 · Legal Talk Network. Reproduced with permission of Scott R. Hess.
Full post as published by Stark County Law Library Blawg on March 15, 2010 (boomark / email).
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