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: Securities Law Prof Blog

FINRA CEO Speaks on Reforms in Fixed Income Markets

By Securites Lawprof

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Rick Ketchum, Chairman and CEO, FINRA, spoke at the FINRA Fixed Income Conference on March 9, 2010. Here is an excerpt from his conclusion: We as regulators must keep pace with the changes in fixed income markets?recognizing the differences across...

Full post as published by Securities Law Prof Blog on March 10, 2010 (boomark / email).

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