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Academic

: Securities Law Prof Blog

SEC Warns Public Pension Plans about Compliance

By Securites Lawprof

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The SEC issued a press release reminding public pension funds of their responsibilities under the federal securities laws and the importance of adequate compliance policies and procedures to prevent wrongdoing in their money management functions. The SEC's Report of Investigation...

Full post as published by Securities Law Prof Blog on March 06, 2008 (boomark / email).

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