Home -> Law Blog Directory -> Corporate & Securities Law Blogs -> FinancialCounsel
(866) 635-2689 for Personal Injury or (866) 635-9402 for Criminal Defense
Find a Local Lawyer
Divorce (866) 635-6190
Personal Injury (866) 635-2689
Criminal Defense (866) 635-9402
Corporate & Securities Law
: FinancialCounselSecurities Regulator Issues Guidance To Firms And Brokers As To Communications On Social Networking Web Sites
By James Eccleston
FINRA (the Financial Industry Regulatory Authority) recently announced new guidance as to the obligations of financial services firms and their brokers related to their use of social networking sites such as Facebook, Twitter, LinkedIn and blogs to communicate with the public. Regulatory Notice 10-06 is meant to protect the public and addresses important areas such as suitability of investment recommendations and accurate and balanced communications. Let's highlight two key aspects of the guidance.
Full post as published by FinancialCounsel on February 11, 2010 (boomark / email).
Department of Homeland Security, FBI, and Social Security Administration
allegedly denied social security insurance to disabled and elderly immigrants.
Apeks Scuba Diving Regulator
Recalled Due To Missing Part
MRV Communications, Inc. 401(k) / ERISA Stock Fraud
MRV Communications, Inc. 401(k) / ERISA Stock Fraud
Whole Foods
And Other Firms Sued by California Attorney General,
MRV Communications, Inc.
Nasdaq: MRVC
Social Security Loses Class Action, Will Pay $500 Million in Benefits
Social Security Loses Class Action, Will Pay $500 Million in Benefits

FINRA Issues Guidance on Blogs and Social Networking
FINRA Tells Brokers: Supervise Social Media Use
FINRA Releases Social Media Guidance For Brokers
Law Firms Using Social Networking for Training
E-mail Supervision Failures Lead To $1.2 Million FINRA Fine
Online Social Networking: Etiquette Tips









