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: Securities Law Prof Blog

Customers' Arbitration Claims Up 43% in 2009

By Securites Lawprof

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FINRA reports 7137 arbitration claims were filed in 2009, up 43% from 2008. Not surprisingly, the most common complaints against brokers were breach of fiduciary duty, misrepresentations, negligence, breach of contract, failure to supervise, omissions and unsuitability.

Full post as published by Securities Law Prof Blog on January 22, 2010 (boomark / email).

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