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: Securities Law Prof Blog

SEC Settles Insider Trading Charges Against Former Mutual Fund Insider

By Securites Lawprof

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The SEC settled insider trading charges against Charles J. Marquardt, a former Senior Vice President and Chief Administrative Officer for operations of Boston-based Evergreen Investment Management Company, LLC ("Evergreen"). The SEC charged Marquardt with insider trading in the shares of...

Full post as published by Securities Law Prof Blog on January 20, 2010 (boomark / email).

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