Corporate & Securities Law

By Jim Hamilton

Mississippi Issues Temporary Rules to Align with New Act

Temporary rules pertaining to broker-dealers, agents, investment advisers, investment adviser representatives and federal covered investment advisers, and to federal covered securities, registration of securities and exemptions from securities registration, were issued by the Mississippi Securities Division, effective January 1, 2010, to coordinate with the new Mississippi Uniform Securities Act that took effect on January 1, 2010.

To get to the temporary rules, click on the following link, find "securities and charities," and scroll down to "securities rules." http://www.sos.state.ms.us/.

Full post as published by Jim Hamilton's World of Securities Regulation on January 08, 2010 (boomark / email).