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: Securities Law Prof Blog

WSJ Reports on Brokers' Flight from Brokerage Firms

By Securites Lawprof

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In case you missed it -- the Wall St. Journal today has a front-page story on the exodus of brokers from major brokerage firms and their transformation into investment advisers. The statistics show a decline in the number of registered...

Full post as published by Securities Law Prof Blog on January 04, 2010 (boomark / email).

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