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: Securities Law Prof Blog

SEC Delays Effective Date of Rule 151A

By Securites Lawprof

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In a court filing, the SEC stated that it would delay the effective date of Rule 151A, which makes indexed annuities securities, for two years. The D.C. Circuit had previously upheld the SEC's legal analysis but remanded the Rule for...

Full post as published by Securities Law Prof Blog on December 09, 2009 (boomark / email).

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