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Academic

: Securities Law Prof Blog

Adviser Group Releases Survey of Financial Professionals' Views on Fiduciary Standard

By Securites Lawprof

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The SEI Advisor Network and The Committee for the Fiduciary Standard recently conducted a survey of financial advisers and brokers to determine the level of support and understanding of the fiduciary standard. The survey was completed by 890 RIAs, IARs...

Full post as published by Securities Law Prof Blog on December 08, 2009 (boomark / email).

Lawsuits and Settlements

Meta Financial Group, Inc CASH Securities Fraud
Meta Financial Group, Inc CASH

Mutual Fund Losses
alleging financial advisors breached fiduciary duties by not looking out for investors best interests.

Frank Bluestein, The Maximum Financial Group, Inc., Questar Capital Corporation, and Gunnallen Financial, Inc.
alleging schemed investors out of hundreds of millions of dollars.

Meta Financial Group, Inc 401(k) / ERISA Stock Fraud
Meta Financial Group, Inc 401(k) / ERISA Stock Fraud

Grubb & Ellis
alleging violations of fiduciary duties to shareholders and securities laws.

Financial Elder Abuse - Financial Exploitation, Elder Abuse Lawyers
Financial Elder Abuse alleging seniors are taken advantage of for their finances.

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