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Corporate & Securities Law

: Jim Hamilton's World of Securities Regulation

By Jim Hamilton

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House Legislation Would Significantly Amend Securities Investor Protection RegimeThe $65 billion Madoff fraud exposed faults in the Securities Investor Protection Act (SIPA), the law that returns money to the customers of insolvent fraudulent broker-dealers. Legislation moving through the House fixes these shortcomings.Passed in 1970, SIPA authorized the formation of the Securities Investor Protection Corporation (SIPC), a private nonprofit corporation of which most broker-dealers registered wit read more

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Full post as published by Jim Hamilton's World of Securities Regulation on November 27, 2009 (boomark / email).

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