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Corporate & Securities Law

: Jim Hamilton's World of Securities Regulation

By Jim Hamilton

Challenge to Gartenberg Ruling on Fund Advisory Fees Set for November Oral Argument before US Supreme CourtA case challenging the 1982 Gartenberg ruling involving the fiduciary duty imposed on mutual fund advisers under Section 36(b) of the Investment Company Act is set for oral argument before the US Supreme Court on November 2. The case is on appeal from a Seventh Circuit panel ruling that expressly disapproved the Gartenberg approach based on its view that a fidu­ciary duty differs from r read more

Full post as published by Jim Hamilton's World of Securities Regulation on August 30, 2009 (boomark / email).