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: Securities Law Prof Blog

FINRA Tells SEC It's Premature to Mandate Elimination of Industry Arbitrator in Customer Disputes

By Securites Lawprof

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One of the persistent criticisms of arbitration of customer-broker disputes before FINRA Dispute Resolution is the requirement that one of three arbitrators must come from the securities industry. Many investors and their advocates are suspicious of an industry-sponsored mandatory dispute...

Full post as published by Securities Law Prof Blog on August 11, 2009 (boomark / email).

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