ADVERTISEMENT



Google       

Home -> Law Blog Directory -> Academic Blogs -> Securities Law Prof Blog

OR PHONE (866) 635-1838 for Bankruptcy Help, (866) 635-6190 for Divorce,
(866) 635-2689 for Personal Injury or (866) 635-9402 for Criminal Defense

Find a Local Lawyer

Bankruptcy (866) 635-1838
Divorce (866) 635-6190
Personal Injury (866) 635-2689
Criminal Defense (866) 635-9402

Bookmark

Academic

: Securities Law Prof Blog

FINRA Fines Credit Suisse for Violating Global Research Analyst Settlement

By Securites Lawprof

ADVERTISEMENTS
FINRA imposed a fine of $275,000 against Credit Suisse Securities (USA), LLC, for failing to comply fully with one of the key terms of the 2003 Global Research Analyst Settlement. That settlement, which was between regulators and 13 leading financial...

Full post as published by Securities Law Prof Blog on August 10, 2009 (boomark / email).

Bloggers, promote your law blog by nominating your blog for inclusion in USLaw.com's Law Blog Directory and RSS Reader. Benefits described.
Related Law Articles

Truth In Lending Act
Consumer Loans and Consumer Credit Protection Act

Bankruptcy Law
A complete prime (pre-2005)

Collection Agencies and Creditors
How to deal and stop the harassment

Federal Adoption Tax Credit
Financial Incentive for Adoptive Parents

Lawsuits and Settlements

Wegmans Food Market
alleging the retailer revealed too much information on their credit and debit card receipts, violating the FACTA law, and leaving customers open to identity theft

TransUnion
Class action credit practices suit offers free credit monitoring services for millions.

$8 Million from Rezulin Class Action
Will Go to Medical Research

City of Fargo To Pay for Excessive Traffic Fines
City of Fargo To Pay for Excessive Traffic Fines

Fidelity Management & Research Company
401k / ERISA Stock Fraud

Google Sued for Violating the Privacy Rights of Millions of Americans
Google Sued for Violating the Privacy Rights of Millions of Americans

Related Searches

























































































































US Law
#1 Online Legal Resource













Your Blog Subscriptions
Subscribe to blogs

10,000+ Law Job Listings
Lawyer . Police . Paralegal . Etc
Earn a law-related degree
Are you the author of this blog? Adding USLaw.com to your Blogroll increases relevance. You qualify to display a USLaw Network badge.
Suggest changes to this blog's description or nominate another for inclusion. Register for updates.


Practice Area
Zip Code:

Contact a Lawyer Now!






0.0239 secs (new cache)