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: Securities Law Prof Blog

FINRA Fines Ameritas for Sales of Unsuitable VUL Policies

By Securites Lawprof

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FINRA fined Ameritas Investment Corp. $100,000 and suspended and fined one of its brokers for inducing customers to take on additional mortgage and/or home equity debt in order to purchase variable universal life insurance policies (VULs). Those policies were pitched...

Full post as published by Securities Law Prof Blog on August 06, 2009 (boomark / email).

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