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Academic
: Securities Law Prof BlogFINRA Fines NEXT Financial Group for Supervisory Violations
By Securites Lawprof
Full post as published by Securities Law Prof Blog on July 22, 2009 (boomark / email).
Meta Financial Group, Inc CASH Securities Fraud
Meta Financial Group, Inc CASH
Frank Bluestein, The Maximum Financial Group, Inc., Questar Capital Corporation, and Gunnallen Financial, Inc.
alleging schemed investors out of hundreds of millions of dollars.
Meta Financial Group, Inc 401(k) / ERISA Stock Fraud
Meta Financial Group, Inc 401(k) / ERISA Stock Fraud
Financial Elder Abuse - Financial Exploitation, Elder Abuse Lawyers
Financial Elder Abuse alleging seniors are taken advantage of for their finances.
EPA Violations
Riverside Cement to pay $384,000 for air quality violations.
City of Fargo To Pay for Excessive Traffic Fines
City of Fargo To Pay for Excessive Traffic Fines

Pacific Cornerstone Capital In The Hot Seat For Private Placements
Wachovia Securities Fined $1.4 Million By FINRA
FINRA Fines 19 Firms a Total of $2.8 Million for Inaccurate Advertised Trade Volume Information
FINRA, Formerly NASD, Gets Serious About Enforcing Fines
FINRA Fines Oppenheimer $4.5 Million for Market Timing
Bad Advice -Ignore FINRA Social Media Guidance
Fax Server Hacked Results in $175,000 Fine









