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: Securities Law Prof Blog

SEC Brings ARS Action Against Morgan Keegan

By Securites Lawprof

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The SEC announced that it filed a complaint in the U.S. District Court for the Northern District of Georgia against Morgan Keegan & Company, Inc. (?Morgan Keegan?), a Tennessee-based broker-dealer, for misleading investors regarding the liquidity risks associated with auction...

Full post as published by Securities Law Prof Blog on July 21, 2009 (boomark / email).

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