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: Securities Law Prof Blog

Perry Corp. Settles SEC Charges for Failure to Disclose Stock Purchases

By Securites Lawprof

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The SEC settled charges that New York-based investment adviser Perry Corp. violated securities laws by failing to report that it had purchased substantial stock in a public company in order to vote them in favor of a merger from which...

Full post as published by Securities Law Prof Blog on July 21, 2009 (boomark / email).

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