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: Securities Law Prof BlogA Dream Come True? Fiduciary Standards for Broker-Dealers
By Securites Lawprof
Full post as published by Securities Law Prof Blog on July 17, 2009 (boomark / email).
Real Estate Brokers
Questions home sellers should ask potential brokers
Real Estate Brokers
The role brokersplay
True Value
Recalls Wheelbarrows
Grubb & Ellis
alleging violations of fiduciary duties to shareholders and securities laws.
Mutual Fund Losses
alleging financial advisors breached fiduciary duties by not looking out for investors best interests.
Wachovia
to Pay $39 Million in Proposed Settlement of Stock Broker Overtime Class Action
National Association of Realtors
Settlement reached in broker listing antitrust lawsuit, pending court approval.
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The SEC Moves to Exempt Foreign Broker Dealers From Some More Requirements
New CFP Standards Effective July 1
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Naked Short Selling of Treasuries And Central Bank Money Printing
PCAOB Regulation of Broker-Dealer Auditors: Is a Legislative Fix Really Needed
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