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: Securities Law Prof Blog

ICI and ETF Firms Call on FINRA to Withdraw ETF Notice

By Securites Lawprof

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According to Investment News, the Investment Company Institute and ETF firms call on FINRA to withdraw its June 29 Regulatory Notice 9-31 that warned brokers that inverse and leverage exchange traded funds "typically are unsuitable for retail investors" who hold...

Full post as published by Securities Law Prof Blog on July 15, 2009 (boomark / email).

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