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Real Estate & Property Law

: Housing Wire

State Street May Face Suit on Securities

By DIANA GOLOBAY

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[Update 1] Financial service provider State Street (STT: 47.20 -2.68%) may face civil charges over certain fixed-income strategies used by its institutional asset management business in 2007. The company said in a Securities and Exchange Commission (SEC) filing Monday that it had received a so-called “Wells” notice from the SEC staff. A Wells notice indicates the SEC’s [...]

Full post as published by Housing Wire on June 30, 2009 (boomark / email).

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