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Corporate & Securities Law

: Jim Hamilton's World of Securities Regulation

By Jim Hamilton

District of Columbia Issues Bulletin on Electronic Form D for Rule 504, 505 and 506 IssuersBeginning March 16, 2009, issuers intending to make a Rule 504, 505 or Rule 506 offering in the District of Columbia must file an authenticated paper copy of the SEC-electronically filed Form D, and a fee of $100 (Rule 504); 1/10 of 1% of the maximum aggregate offering price, with minimum and maximums of $250 and $1,500 respectively (Rule 505); and $250 (Rule 506). Rule 504 issuers may submit a paper copy read more

Full post as published by Jim Hamilton's World of Securities Regulation on June 23, 2009 (boomark / email).