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Corporate & Securities Law

: Jim Hamilton's World of Securities Regulation

By Jim Hamilton

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Alaska Issues Electronic Form D Filing Procedures

Beginning March 16, 2009, issuers intending to make a Rule 506 offering in Alaska must file a paper copy of the Form D electronically filed with the SEC, together with a copy of Form U-2, Uniform Consent to Service of Process, a cover letter stating the first sale in Alaska, and a fee of $600 for one year or $1,100 for an automatic extension of one year (if desired by the issuer atthe time of the notice filing). The notice must be filed within 15 days of the first sale in Alaska.

For more information please contact Roger W. Prince at (907) 269-8144.

The Alaska Division of Banking and Securities website is http://www.commerce.state.ak.us/bsc/secur.htm

Full post as published by Jim Hamilton's World of Securities Regulation on June 22, 2009 (boomark / email).