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: Securities Law Prof Blog

SEC Charges Warrior Energy Director with Tipping Information about Merger

By Securites Lawprof

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On June 8, 2009, the SEC filed a Complaint for Injunctive and Other Relief ("Complaint") in the United States District Court for the Western District of Louisiana against Robert L. Hollier ("Hollier") and Wayne A. Dupuis ("Dupuis"). This matter involves...

Full post as published by Securities Law Prof Blog on June 08, 2009 (boomark / email).

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