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: FinancialCounselA Primer On CFP Board's Ethical Standards And Enforcement Process
By James Eccleston
Recently I had the pleasure of participating in a panel discussion before an audience of financial planners to address customer complaint issues. One of my co-panelists, Michael P. Shaw, CFP Board?s Managing Director of Professional Review and Legal, discussed CFP Board?s ethical standards and enforcement process. That is a topic that should be of great interest not only to financial planners but also to investors who benefit from the work of CFP Board. Let?s examine why.
Full post as published by FinancialCounsel on June 08, 2009 (boomark / email).
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