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: Securities Law Prof Blog

BofA, RBC & Deutsche Bank Finalize ARS Settlements with SEC & New York

By Securites Lawprof

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The SEC today announced finalized settlements with Bank of America, RBC Capital Markets, and Deutsche Bank to resolve SEC charges that the firms misled investors regarding the liquidity risks associated with auction rate securities (ARS) that they underwrote, marketed, or...

Full post as published by Securities Law Prof Blog on June 03, 2009 (boomark / email).

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