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Academic

: Securities Law Prof Blog

NYSE Disciplines Credit Suisse Analyst for Tipping

By Securites Lawprof

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The NYSE disclosed a disciplinary action against Adam Galeon, a research analyst with Credit Suisse, alleging that he obtained and disseminated certain information before public release. An NYSE hearing officer found that on May 24, 2005, Galeon obtained certain information...

Full post as published by Securities Law Prof Blog on February 13, 2008 (boomark / email).

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