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: SECLaw.comSEC Charges Brokers with Unauthorized Trading in Customers' Accounts
By Mark H. Astarita, Esq.
Full post as published by SECLaw.com on May 28, 2009 (boomark / email).
Sprint Nextel, T-Mobile, Verizon and Alltel
allegedly charging customers for unauthorized mobile content
Trading Fraud
Former stock trader to pay $55,000 in CFTC settlement.
UAB Health System and Franklin Collection Service
allegedly violated the RICO Act in collection practices on delinquent patient accounts.
AT&T International Roaming Charges, AT&T lawsuit
AT&T Faces International Roaming Charges Lawsuit
Third Party Mobile Content Charges Settlement
Third Party Mobile Content Charges Class Action Settlement
Goldman Sachs Faces Fraud Charges
Goldman Sachs Faces Fraud Charges

SEC Charges Brokers with Unauthorized Trading in Customers' Accounts
SEC Charges Two Brokers with Subprime ARS Fraud
SEC Charges Two Wall Street Brokers in $1 Billion Subprime-Related Auction Rate Securities Fraud
SEC Settles Charges Against 8 Former Fidelity Brokers
FINRA Issues Guidance on Unauthorized Proprietary Trading
OFT can rule on bank charges, say judges








