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Academic

: Securities Law Prof Blog

SEC Settles Fraud Charges Against Attorney for Role in Pump and Dump Scheme

By Securites Lawprof

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The SEC continues its crackdown on attorneys who facilitate microcap fraud. Today it announced a settled enforcement action against California attorney Kenneth M. Christison for facilitating a multi-million dollar pump-and-dump scheme by issuing a series of bogus legal opinion letters....

Full post as published by Securities Law Prof Blog on February 07, 2008 (boomark / email).

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