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Corporate & Securities Law

: FinancialCounsel

SNSFE Investigating Relationship Between Wood River Endwave Stock And Various Brokerage Firms Including UBS Dain Rauscher, Fidelity, And Stifel, Nicolaus

By James Eccleston

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It appears that numerous brokerage firms across the country held Endwave Corporation stock through the Wood River Limited Partnership offerings.  Wood River and John Whittier are the subject of a pending Southern District of New York bankruptcy action.  SNSFE is investigating the relationship between Endwave Corporation Stock, the brokerage firms and the Wood River entities.  Brokerage firms include Stifel, Nicolaus & Company, Silver Leaf Partners, UBS Investment Bank, Wunderlich Securities, RBC Dain Rauscher, Piper Jaffray, Paulson Investment Company, and Fidelity Capital Markets.  Those with information are encouraged to contact SNSFE Securities lawyers.

Full post as published by FinancialCounsel on February 06, 2008 (boomark / email).

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