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: Securities Law Prof Blog

SEC Obtains Asset Freeze Against Chicago-Based Investment Advisor

By Securites Lawprof

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The SEC announced that on March 24, it obtained emergency relief against investment adviser The Nutmeg Group, LLC, and its principals Randall and David Goulding. In its complaint, filed March 23, the Commission alleges that Nutmeg, which controls and provides...

Full post as published by Securities Law Prof Blog on March 25, 2009 (boomark / email).

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