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Academic

: Securities Law Prof Blog

Former Managing Director at San Francisco Brokerage Firm Consents to SEC Fraud Charges

By Securites Lawprof

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The SEC filed today a civil injunctive action in federal district court in San Francisco against David "Scott" Cacchione, a former Managing Director at San Francisco-based brokerage firm Merriman Curhan Ford & Co. ("Merriman"), alleging that he helped a friend...

Full post as published by Securities Law Prof Blog on March 24, 2009 (boomark / email).

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