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Corporate & Securities Law

: Representing Investors

Morgan Keegan Loses In Indiana FINRA Arbitration Award

By Keith Griffin

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In a page out of David and Goliath, a church secretary from Whitestown, Indiana, emerged victorious in her FINRA arbitration claim that investment firm Morgan Keegan failed to disclose the risks of a certain bond fund that was heavily invested toxic collateralized debt obligations (CDOs) and other asset-backed securities. Ultimately, fallout from the collapse of [...]

Full post as published by Representing Investors on March 19, 2009 (boomark / email).

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