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Academic

: Securities Law Prof Blog

SEC Adjusts Civil Penalties for Inflation

By Securites Lawprof

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The SEC adopted a final rule adjusting the maximum amounts of the civil monetary penalties for the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Company Act of 1940, the Investment Advisers Act of 1940, and...

Full post as published by Securities Law Prof Blog on February 25, 2009 (boomark / email).

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