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Academic

: Securities Law Prof Blog

The SEC and the Stanford Group Fraud

By Securites Lawprof

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The fallout over the SEC's failure to uncover earlier the Stanford fraud begins. The New York Times reports that both the SEC and FINRA previously found violations at the Stanford Group, but let it off the hook with small fines....

Full post as published by Securities Law Prof Blog on February 19, 2009 (boomark / email).

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