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Academic

: Securities Law Prof Blog

Merrill Lynch Settles Charges It Failed to Disclose Conflict of Interests in Pension Consulting Business

By Securites Lawprof

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The SEC charged Merrill Lynch, Pierce, Fenner & Smith, Inc. and two of its former investment adviser representatives with securities laws violations for misleading pension consulting clients about its money manager identification process and failing to disclose conflicts of interest...

Full post as published by Securities Law Prof Blog on January 30, 2009 (boomark / email).

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