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Academic

: Securities Law Prof Blog

SEC Order Bars Former Head of Sales of Janney Montgomery Scott from Industry

By Securites Lawprof

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The SEC announced the issuance of an Order Instituting Administrative Proceedings Pursuant to 15(b) of the Securities Exchange Act of 1934, Making Findings and Imposing Remedial Sanction (Order) against Joseph Lando, a former securities lending representative and head of sales...

Full post as published by Securities Law Prof Blog on January 13, 2009 (boomark / email).

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