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: Securities Law Prof Blog

D.C. Circuit Affirms SEC Findings of Scienter Involving Underwriter of Municipal Bonds

By Securites Lawprof

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The D.C. Circuit recently affirmed, in SEC v. Bradbury, 2008 WL 108728 (D.C. Cir. Jan. 11, 2008) an SEC order that held a broker-dealer that acted as an underwriter for a municipal bond offering was liable for securities fraud. The...

Full post as published by Securities Law Prof Blog on January 13, 2008 (boomark / email).

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