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: Securities Law Prof Blog

SEC Approves Rule Subjecting Most Indexed Annuities to SEC Regulation

By Securites Lawprof

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Today the SEC approved a rule, 151A, that will bring most, if not all, indexed annuities within the definition of security and subject them to the registration and antifraud provisions of the securities laws. The distributors of indexed annuities took...

Full post as published by Securities Law Prof Blog on December 17, 2008 (boomark / email).

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