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: Securities Law Prof Blog

SEC Finalizes ARS Settlements with Citi and UBS

By Securites Lawprof

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The SEC finalized settlements with Citigroup Global Markets, Inc. (Citi) and UBS Securities LLC and UBS Financial Services, Inc. (UBS), that will provide nearly $30 billion to tens of thousands of customers who invested in auction rate securities before the...

Full post as published by Securities Law Prof Blog on December 11, 2008 (boomark / email).

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